Federal rule changes arrive in your inbox. State changes show up as a PDF posted quietly on a securities division website, three weeks after the effective date. Disclaimr watches all fifty-four jurisdictions and tells you which ones touched your firm.
Founder pricing for the first 100 firms. No card today.
Division updated the minimum financial requirements table for advisers with custody.
The SEC publishes on a schedule, sends email alerts, and gets covered by every law firm newsletter in the country. State securities divisions do none of that reliably — and most small advisers are state-registered.
SEC regulations are pretty easy to stay on top of. State regulators aren't always great about communicating changes to affected advisers, or making the information easy to find on their websites.Compliance consultant
Rule filings, notices, orders, fee schedule updates, renewal instructions, and IAR continuing education adoptions — pulled from each state's own site, not from a wire service that only covers the big ones.
Tell us the states your firm and your representatives are registered in. You get those states. Nothing else lands in your inbox.
Every item links to the primary source with the effective date attached, so you can drop it straight into your annual review file under Rule 206(4)-7.
One email, Monday morning. What changed, in which jurisdictions, what the effective date is, and what it means for a firm your size. Written to be read in four minutes.
Form ADV annual amendment, brochure delivery, state renewal windows, IAR CE cycles by jurisdiction. Dates you can subscribe to, not a PDF you have to retype.
A live grid of every state you're registered in, showing what changed there and when you were told. Export it as CSV when an examiner asks how you track regulatory developments.
Immediate email only when a jurisdiction you're in adopts or amends something with a compliance date. Everything else waits for Monday.
Founder pricing is locked for as long as you stay subscribed. It goes up when the first hundred seats are gone.
One RIA, one set of registrations. Built for the principal who is also the CCO.
$99/mo Founder price — first 100 firms
No card required during the trial.
One dashboard across your whole book, with a client-ready brief you can send under your own name.
$799/mo Founder price — first 25 firms
Over 250 client firms? We'll quote it.
No. It's a monitoring and notification service. We tell you what changed and link you to the primary source. What you do about it is between you, your firm, and your counsel.
Directly from each state securities division, NASAA, and the SEC — their filings, notices, orders, and bulletins. Every item in your brief links back to the original document with its date.
Because they cover the SEC well and the states barely at all. If the free ones already tell you when Nebraska amends its renewal instructions, you don't need us.
Compliance platforms run your program — testing, attestations, code of ethics. We do one thing: tell you what changed in your jurisdictions. Most subscribers use both.
A small team that has built regulatory and public-records monitoring systems before. You'll be emailing a founder, not a ticket queue.
Tell us the states you're registered in and we'll send you the first brief for those jurisdictions — before you decide anything.
Founder pricing for the first 100 firms. Unsubscribe any time.